Friday, April 18, 2014

The Principle of Double Effect

Hey everybody,

Thanks for being patient with me.  The new work position has been keeping me pretty busy, but very rewarding.  As a result though I have not been able to make a lot of posts here.  That may happen for a bit more time but I will try to do more in the near future to keep up with this blog.

I would like to use this post to explain The Principle of Double Effect.  This has been coming up on and off recently in discussions and articles, so I thought it is important to discuss.


So what exactly is the Principle of Double Effect?  It is essentially a principle that originated within Catholic thinking (it should be noted, however, that it is more than possible for people who do not adhere to the Catholic religion to believe in and argue for the Principle of Double Effect).  Aspects of the Principle are seen as far back in time as in the writings of St. Thomas Aquinas.  Although he did not specifically call it the “Principle of Double Effect,” he still implemented much of the essence of the Principle in his teachings (see his Summa Theologica II-II, Question 64, Article 7). 


Philosophical inquiries have always delved into questions concerning what is morally right and what is morally wrong.  As a result of such continuous inquiries philosophers have begun to ask, “What about situations that have both good effects and bad effects?”  In other words, how do we determine when an action that produces both good effects and bad effects is moral or immoral?  For example, what do we say about a situation where someone needs to kill someone to protect their own life (the good effect being the protection of one’s own life and the bad effect being the killing of a person)?

Enter the Principle of Double Effect.

Basically, the Principle of Double Effect is an attempt to describe how situations that have both good and bad effects can be deemed to be either moral or immoral.  Specifically, this Principle says that for a situation involving an action that has both good and bad effects to be deemed morally acceptable it must meet four criteria (as stated by the New Catholic Encyclopedia and the Stanford Encyclopedia of Philosophy [which quotes from the New Catholic Encyclopedia]).  Those four criteria are:

  1. the action must be morally good or, at the very least, morally neutral
  2. the person doing the act cannot positively intend to achieve the bad effect, but merely permit it.  If the person could attain the good effect of the action without the bad effect then the person should do so. 
  3. the good effect must be produced directly (causally, not necessarily in relation to time) from the act itself, not from the bad effect.
  4. the good effect must be sufficiently desirable to compensate for the allowing of the bad effect.

Let’s break this down to see if we can make some more sense of it.


  1. The action must be morally good or, at the very least, morally neutral

This pretty much speaks for itself.  If the action itself is truly wrong then it should not be done regardless of its effects.  If I were to rob a bank, for instance, then it does not matter what effects, good or bad, come about as a result of that action because the very action itself is wrong.


  1. The person doing the act cannot positively intend to achieve the bad effect, but merely permit it.  If the person could attain the good effect of the action without the bad effect then the person should do so


This is probably the most controversial part of the Principle, but upon closer inspection it is one that makes a lot of sense.  It’s saying that someone cannot do an action if they are intending the bad effect; they must only intend the good effect. 


Let us go back to the first example I gave above, about the person who needs to kill an unjust aggressor in order to protect their own life.  The Principle of Double Effect says that for the defender to, on a moral level, protect their own life from the unjust aggressor they cannot intend the death of the aggressor; they must only intend to protect their own life.  To intend the death of the other is the same as using the bad means (kill the aggressor) to justify a good ends (protecting your own life), which is always morally wrong.  However, if the defender only intends to protect their life and they just so happen to bring about the death of the aggressor (even though they don’t want to) then what they did is morally acceptable.  In such a situation the death of the aggressor was not wanted and only came about as an effect of the good intention that the defender had.


Now one might argue against this by saying, “Well what if the person knows that the bad effect will happen?  Doesn’t there knowledge of what is going to happen mean that they intend for it to happen?”  My response to this, though, is no, not necessarily.  Let’s go back to the self-defense analogy.  Let’s say that both the defender and the aggressor have a gun.  Furthermore, let’s say that the defender knows that if the aggressor raises his gun at him he will have to shoot him in the head in order to defend his own life.  Of course, the defender knows that if he shoots the aggressor in the face then he will probably die.  It does not follow, however, that the defender intends to kill the person.  Just because he knows that the aggressor will die if he shoots him in the face does not change the fact that, assuming he’s adhering to the Principle of Double Effect, he intends to kill him.  His only intention is to defend his own life, even if he knows that the only way for him to do so ends with the death of the aggressor.


Let’s use a simpler example to drive this point home.  Let’s say that I am a teacher and that I am grading a test that a student took.  The student, however, ended up failing her test.  I know that I have to talk to her about this, but then I recognize two effects that will come about from telling her.  A good effect is that I know her well enough to know that when I do tell her that she failed she will make sure to study for the next test.  A bad effect is that she will become very upset with herself.  So what should I do, knowing that these two effects will come about?  I don’t think anyone would deny that I should tell her and that I should intend the good effect without intending the bad effect.  It also seems pretty obvious that I can know what the bad effect is without intending it (I am not telling her in order to make her upset, after all, even though I know that this will happen).  Hence, in the same way one who defends themself, even if they foresee a bad effect of their defense being the death of the aggressor, does not necessarily intend the death of the aggressor.


  1. The good effect must be produced directly (causally, not necessarily in relation to time) from the act itself, not from the bad effect

 
In essence, this condition states that one cannot intend the good effect if it comes about as a result of accomplishing the bad effect.  For example, If I wish to provide my family with food but have no money then I may think it a good idea to steal food.  The third condition says that it would be ridiculous for me to claim that I am intending the good effect and not intending the bad effect because the way in which I am achieving the effect of giving food to my family is by, first, achieving the effect of stealing.  Hence, I am intending, as a means to an end, to do the bad effect, even though the end is good in and of itself.
 

  1. The good effect must be sufficiently desirable to compensate for the allowing of the bad effect

 
This last condition brings up the idea of proportionality.  There must be a grave reason to allow the bad effect to happen.  For instance, let’s say that I am on a train that is heading toward five people who cannot escape and will die if hit by the train.  If I press a button, however, the train will divert onto another track and save the five people, but then it will head towards one person and end up killing him.  Now, assuming I met the first three criteria (which, as shown above, is possible), the fourth condition would say that I do have a grave reason for diverting the train.  However, let’s say that instead of five people on the train tracks it is five cats.  Would I then be right in diverting the train to save the cats, even though that would mean the death of the one person on the other track?  The fourth condition would say no, even if I meet the first three conditions, because saving the lives of five cats is not proportionate to the death of even one human being.

 
Hopefully this shows a brief but concise understanding of the Principle of Double Effect.  It should be noted, though, that many philosophers and theologians are still searching to better understand as well as explain the use and effectiveness of this Principle.  It is very much contested and questioned today particularly within bioethical circles, such as abortion.  As such, it is something that needs to continue to be discussed as we trudge through the waters of moral living.